Risk Report

Risk Report

Risk Report

Zone *

Time Frame *

Risk Type

U

New Risk Modified Risk Deleted Risk

SlNo	Zone	Unit	Y/T	Area	Risk	Impact	Risk Register	Previous Quarter Risk Register	Risk Owner	RiskStatus	Action Plan	Assinged To	Due Date	Action Plan Status	Current Status
Sl No	Zone	Unit	Y/T	Area	Risk	Impact	Risk Register	Previous Qauter Risk Register	Risk Owner	RiskStatus	Action Plan	Assing To	Due Date	Action Plan Status	Current Status

Impact		1	2	3	4	5
Impact		Manageable	Moderate	Major	Significant	Critical
Operational & Projects	Impact on EBITDA (for each risk)	Less than 2% of company EBITDA	> 2% of company EBITDA	> 5% of company EBITDA	> 10% of company EBITDA	> 20% of company EBITDA
	Achievement of expansion project objectives (size > USD 250 Mn)	Cost overrun < 2% of approval Or Time overrun < 6 months Or Drop vis-à-vis approved IRR < 5%	Cost overrun > 2% of approval Or Time overrun > 6 months Or Drop vis-à-vis approved IRR > 5%	Cost overrun > 5% of approval Or Time overrun > 9 months Or Drop vis-à-vis approved IRR > 10%	Cost overrun > 10% of approval Or Time overrun > 12 months Or Drop vis-à-vis approved IRR > 15%	Cost overrun > 15% of approval Or Time overrun > 18 months Or Drop vis-à-vis approved IRR > 20%
	Loss of production at business level	Any major disruption or unforeseen closure or capacity ramp down by < 5% in any major product category	Any major disruption or unforeseen closure or capacity ramp down by > 5% in any major product category	Any major disruption or unforeseen closure or capacity ramp down by > 10% in any major product category	Any major disruption or unforeseen closure or capacity ramp down by > 15% in any major product category	Any major disruption or unforeseen closure or capacity ramp down by > 20% in any major product category
	Impairment / Value of assets stranded	< USD 0.05 Bln	< USD 0.1 Bln	> USD 0.1 Bln	> USD 0.25 Bln	> USD 0.5 Bln

Impact		1	2	3	4	5
Impact		Manageable	Moderate	Major	Significant	Critical
De-lever the balance sheet	Total net debt to EBITDA	-	-	-	> 90% of covenant thresholds	beyond the covenant thresholds
	Refinancing for term debt due in next 6 months yet to be tied up	< USD 0.25 Bln	> USD 0.25 Bln	> USD 0.50 Bln	> USD 0.75 Bln	> USD 1 Bln
	Credit rating (S&P and Moody)	-	-	-	> 1 notch downgrade expected in 1 year	> 2 notches downgrade expected in 1 year

Impact		1	2	3	4	5
Impact		Manageable	Moderate	Major	Significant	Critical
Protect and preserve our license to operate	Health	Reversible health effects of little concern. First aid treatment	Reversible health effects of concern. Medical treatment	Severe reversible health effects of concern. Loss time illness	Irreversible health effects or disabling illness	Continued overexposure of employees/ communities to toxins or other agents that could lead to major litigation, class action or regulatory intervention
	Safety	Minor injury/ ies requiring only first aid treatment	Minor injury/ ies requiring medical treatment and does not lead to restricted duties.	Loss time injury / multiple such reversible injuries requiring medical treatment	Single fatality / serious nature and irreversible injury / injuries to employees	An event that results in more than one fatality; poor fatality record; or continued safety performance significantly below peers that could severely damage reputation or lead to regulatory intervention
	Environment	Limited damage to minimal area of low significance with promptly reversible impact (typically less than a day)	Short term environmental impact with short term reversible impact (typically a week)	Major short term environmental impact with medium term reversible impact (typically a month) Or may result into Category III incident	Serious long term environmental impact with long term reversible impact (typically 3 months) Or may result into Category IV incident	Impact that is unconfined and requiring long term recovery leading to major residual environmental damage typically more than 1 year Or may result into Category V incident
	Compliance	Minor admonition. Non conformance with internal requirement with very low potential for impact	Minor legal issues, non-compliances and minor penalties	Major penalties. Breach of regulation, contract, permit or license with potential major fines & litigation	Significant breaches, significant financial penalties & prosecution of staff / stoppage of business. Multiple litigations	Absence / expiry / invalidity / potential for revocation of consent to operate which may impact operations of our major assets / going concern Non compliances which may lead to potential personal liability & prosecution of senior management /Board
	Reputation	Minor, adverse local public or media attention & complaints. Community compliant resolved via existing site procedures. One off public exposure in local media or word of mouth	One-off incident. Negative media coverage in local media having impact on reputation of Business Unit	Extensive negative local industry coverage. Disruption in shareholder confidence over medium term	Negative media coverage / disruption to client / investor confidence on state / national front. Impact on reputation of company. Public exposure in national media	Extensive negative publicity in national and international media and long term disruption of investor and stakeholder confidence

Rating	Assertion	Description
5	Almost Certain	Happens often
4	Likely	Frequent Or Could easily happen
3	Possible	Possible Or Could happen and has occurred elsewhere
2	Unlikely	Unusual Or Has not happened yet but could happen
1	Rare	Remote Or Conceivable but only in rare circumstances